Compliance Updates
Policy Guideline: License Holder Change in Control

Guidelines for Notifying Change of Control (License Holders)
Please see attached the guidelines regarding changes of control in a CGA licensed entity. These guidelines apply to all
relevant changes involving UBOs, shareholders and/or persons with a qualified interest.
Restrictions for Applications in Progress: As previously announced, changes of control are only permitted for license holders. Any entity with a licence application still in progress may not undergo changes of control—such changes will not be accepted or processed by the CGA.
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